CAT : NYSE
Industry: Commercial Vehicles & Trucks

HOLDINGS SUMMARY

Shareholders

Top Shareholders

Large Block Owners 3,985
Total Number of Shares Held 957.6M
% Change in Ownership -10%
% Shares Owned 83%
 
Monthly Rotation Number
of Shares
Value of
Change (MM)
% of Shrs.
Outstanding
Buyers 11/22/09 193,803,970 $9,081.60 69.3%
Sellers 11/22/09 141,958,948 $6,838.41 20.9%
 
Holdings chart
Institutions:
1,161 Holders
$22,183,433,363 Value
69.9% Owned of O/S
Mutual Funds:
1,656 Holders
$5,940,197,705 Value
22.7% Owned of O/S
Other Major Holders:
1,168 Holders
$26,041,129,224 Value
83.9% Owned of O/S
Institutions
1,161 Holders
Mutual Funds
1,656 Holders
Other Major Holders
1,168 Holders
 

SHAREHOLDERS CONCENTRATION

75.0% 3.3% 0.5%

Top Institutional Holders

Concentration of Current % Held
Top 10 Institutions: Ownership by top 10 institutions Top 20 Institutions: Ownership by top 20 institutions Top 50 Institutions: Ownership by top 50 institutions All: Ownership by all institutions
Low
Avg. Turnover Rating
State Street Corp
86.0M
$3,788,692,700 +16% 13.8%
Low
State Street ...
85.8M
$4,405,882,832 +16% 13.8%
Low
Vanguard Group, Inc.
21.3M
$1,093,814,633 +4% 3.4%
Low
State Farm ...
19.7M
$1,011,601,374 +4% 3.2%
Low
Barclays Global ...
19.0M
$975,057,340 +4% 3.1%
Low
AllianceBernstei ...
12.8M
$656,726,645 +2% 2.1%
Moderate
PRIMECAP ...
11.4M
$583,001,315 +2% 1.8%
Low
Wellington ...
10.1M
$517,699,443 +2% 1.6%
Low
Harris ...
9.1M
$465,814,566 +2% 1.5%
Low
Fidelity ...
8.9M
$457,783,063 +2% 1.4%
Low

Top Mutual Fund Holders

Percentage of Outstanding Shares per Holdings Style (Top 10)
Index 7.2%
Core Value 1.8%
GARP 1.7%
Yield 1.6%
Growth 1.4%
Low
Avg. Turnover Rating
Vanguard 500 ...
5.8M
$190,670,140 +1% 0.9%
Index
DIAMONDS Trust ...
5.7M
$316,077,216 +1% 0.9%
Index
Vanguard ...
5.6M
$186,077,976 +1% 0.9%
GARP
Vanguard Total ...
5.6M
$183,949,209 +1% 0.9%
Index
SPDR Trust Series 1
4.6M
$253,497,727 +1% 0.7%
Index
Dodge & Cox ...
4.5M
$230,548,695 +1% 0.7%
Deep Value
Vanguard ...
4.1M
$135,750,754 +1% 0.7%
Index
Fidelity Growth ...
4.1M
$208,399,800 +1% 0.7%
Growth
American Funds ...
4.0M
$205,320,000 +1% 0.6%
Growth
Vanguard ...
3.9M
$137,421,684 +1% 0.6%
Yield